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The Firm Rules: Policies to Mitigate Risk (CRB) - Robert Morris

January 9, 2025 9:00 AM - 5:00 PM (CST)

Description

Company policies are essential to mitigate risk and limit liability. This course provides a checklist of items that should be included in a policy manual and introduces options for each component. From federal mandates, state regulations and Code of Ethics compliance to employment laws, data security, and brokerage policy options, you’ll come away with a clear understanding of what should be addressed and included.

Time

8 Hours of CE Credit - Lunch provided

Pricing

$150.00 per Class. Register for 4 CRB courses, and you can get them for $125.00 per class. You must call the board office to get the special pricing.

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Contact Information

Name: Brent Ward
Phone: (731) 668-4907
Email: brentward@cwtar.com

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The Firm Rules: Policies to Mitigate Risk (CRB) - Robert Morris

January 9, 2025 9:00 AM - 5:00 PM (CST)

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The Firm Rules: Policies to Mitigate Risk (CRB) - Robert Morris

January 9, 2025 9:00 AM - 5:00 PM (CST)

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